Independence of clones criterion

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In social choice theory, the independence of (irrelevant) clones criterion says that adding a clone, i.e. a new candidate very similar to an already-existing candidate, should not spoil the results.^[1] It can be considered a weak form of the independence of irrelevant alternatives (IIA) criterion that nevertheless is failed by a number of voting rules. A method that passes the criterion is said to be clone independent.^[2]

A group of candidates are called clones if they are always ranked together, placed side-by-side, by every voter; no voter ranks any of the non-clone candidates between or equal to the clones. In other words, the process of cloning a candidate involves taking an existing candidate C, then replacing them with several candidates C1, C2... who are slotted into the original ballots in the spot where C previously was, with the clones being arranged in any order. If a set of clones contains at least two candidates, the criterion requires that deleting one of the clones must not increase or decrease the winning chance of any candidate not in the set of clones.

Ranked pairs, the Schulze method, and systems that unconditionally satisfy independence of irrelevant alternatives are clone independent. Instant-runoff voting passes as long as tied ranks are disallowed. If they are allowed, its clone independence depends on specific details of how the criterion is defined and how tied ranks are handled.^[3]

Rated methods like range voting or majority judgment that are spoilerproof under certain conditions are also clone independent under those conditions.

The Borda count, minimax, Kemeny–Young, Copeland's method, plurality, and the two-round system all fail the independence of clones criterion. Voting methods that limit the number of allowed ranks also fail the criterion, because the addition of clones can leave voters with insufficient space to express their preferences about other candidates. For similar reasons, ballot formats that impose such a limit may cause an otherwise clone-independent method to fail.

This criterion is very weak, as adding a substantially similar (but not quite identical) candidate to a race can still substantially affect the results and cause vote splitting. For example, the center squeeze pathology that affects instant-runoff voting means that several similar (but not identical) candidates competing in the same race will tend to hurt each other's chances of winning.^[4]