Ray Lucia

Ray Lucia
Lucia speaking at Sean Hannity's Freedom Concert in San Diego, California, August 28, 2010.
Born (1950-04-03) April 3, 1950 (age 74)
Philadelphia, Pennsylvania
NationalityAmerican
Occupation(s)Certified Financial Planner, Registered Investment Advisor, author, radio personality television host
Known forThe Ray Lucia Show
SpouseJeanne Lucia
Websitewww.RayLucia.com

Raymond Joseph Lucia, Sr. is an American former Certified Financial Planner,[1] former Registered Investment Advisor,[2] author, radio personality and television host.[3] He is host of The Ray Lucia Show, a nationally syndicated radio and television financial talk show on the Business Talk Radio Network and the Biz Television network.[4]

On July 8, 2013, The United States Securities and Exchange Commission (SEC) banned him from associating with an investment adviser, broker or dealer, revoked his license and that of his former company, and slapped both with a fine -- $50,000 to Lucia and $250,000 to his former firm.[5]

  1. ^ "Search".
  2. ^ Investment Adviser Representative Report for Ray Lucia, Investment Adviser Public Disclosure, retrieved June 18, 2014 (Searching 'Advisors' for "Raymond Lucia")
  3. ^ Mike Kinosian (2005). "A Ray of Hope" (PDF). Inside Radio Magazine. Archived from the original (PDF) on July 22, 2011. Retrieved October 12, 2010.
  4. ^ Cite error: The named reference BizTV was invoked but never defined (see the help page).
  5. ^ "Radio's Ray Lucia banned from securities industry | San Diego Reader".