Elite theory

In philosophy, political science and sociology, elite theory is a theory of the state that seeks to describe and explain power relations in society. In its contemporary form in the 21st century, elite theory posits that (1) power in larger societies, especially nation-states, is concentrated at the top in relatively small elites; (2) power "flows predominantly in a top-down direction from elites to non-elites"; and (3) "the characteristics and actions of elites are crucial determinants of major political and social outcomes".[1]

The concept of the "elite" in this context goes beyond politicians or other leaders who wield the formal power of the state. Through positions in corporations, influence over policymaking networks, control over the financial support of foundations, and positions with think tanks, universities, or other policy-discussion groups, members of the elite exert significant power over corporate, government, and societal decisions. The basic characteristics of this theory are that power is concentrated, the elites are unified, the non-elites are diverse and powerless, elites' interests are unified due to common backgrounds and positions, and the defining characteristic of power is institutional position.[2] Elite theory opposes pluralism, a tradition that emphasizes how multiple major social groups and interests contribute to representative political outcomes that reflect the collective needs of society.

Even when entire groups are ostensibly completely excluded from the state's traditional networks of power (on the basis of arbitrary criteria such as gender, nobility, race, religion or poverty), elite theory recognizes that "counter-elites" frequently develop within such excluded groups.[3] Negotiations between such disenfranchised groups and the state can be analyzed as negotiations between elites and counter-elites. A major problem, in turn, is the ability of elites to co-opt counter-elites.[3]

Democratic systems function on the premise that voting behavior has a direct and noticeable effect on policy outcomes, and that these outcomes are preferred by the largest portion of voters. However, a study in 2014 correlated voters' preferences to policy outcomes and found that the statistical correlation between the two is heavily dependent on the income brackets of the voting groups.[4] At the lowest income bracket sampled, the correlation coefficient reached zero, whereas the highest income bracket returned a correlation above 0.6. The conclusion was that there is a strong, linear correlation between the income of voters and how often their policy preferences become reality. The causation for this correlation has not yet been proven in subsequent studies, but it is an area ripe for further research.

  1. ^ Pakulski, Jan (2018). "The Development of Elite Theory". In Best, Heinrich; Higley, John (eds.). The Palgrave Handbook of Political Elites. London: Palgrave Macmillan. pp. 9–16. ISBN 9781137519047. (At pp. 12-13.)
  2. ^ Shannon, Deric; Glasberg, Davita Silfen (2011). Political Sociology: Oppression, Resistance, and the State. Pine Forge Press. p. 35. ISBN 9781412980401. OCLC 746832550.
  3. ^ a b Dryzek, John; Dunleavy, Patrick (2009). Theories of the Democratic State. London: Red Globe Press. pp. 66–68. ISBN 9780230366459.
  4. ^ Gilens, M., & Page, B. (2014). Testing Theories of American Politics: Elites, Interest Groups, and Average Citizens. Perspectives on Politics, 12(3), 564-581. doi:10.1017/S1537592714001595